Thursday, August 28, 2025

Expanded Access Billing: Who Pays When Compassion Meets Innovation?

 


 

“When there’s no approved pathway, compassion must not be blocked by cost.” – Dr. Elena Vasquez, August 2025

 


Let me tell you about Sarah.

Her son had a rare genetic disorder. No approved therapy existed. A gene-editing procedure—still experimental—was his only hope. The company producing it was willing to provide the therapy through expanded access, also known as compassionate use.

But here’s the catch: the drug was free, the hospital bill was not.

Sarah’s insurer refused coverage. The hospital charged thousands for infusion, monitoring, and lab work. Sarah sat across from me, her voice breaking:

“How can compassion come with a bill this big?”

That question has haunted me ever since. And it’s not rare. Every week, patients face crushing financial barriers when they try to access experimental therapies outside of clinical trials.

The science is racing ahead. The billing rules are stuck in limbo.


The Problem in Plain Words

Here’s the reality:

  • Expanded access gives patients a path to try unapproved drugs or devices when no alternatives exist.
  • Billing for these therapies is murky. Sometimes the drug is free, but the hospital stay, physician time, and lab costs are not.
  • Insurance rarely covers expanded access.

So who pays?

Right now, the answer depends on manufacturer policy, institution rules, and sometimes pure luck.

This uncertainty doesn’t just frustrate patients. It discourages providers from offering expanded access at all. Doctors don’t want to bankrupt their patients. Hospitals don’t want unpaid bills. Companies don’t want bad press.

And yet: lives hang in the balance.


Why This Matters Now

The issue of compassionate use billing is trending because:

  • The FDA recently updated guidance on what companies can charge for investigational drugs.
  • High-profile gene therapy cases in 2025 sparked headlines after families were billed over $40,000 just for hospital administration—even though the drug was free.
  • A growing number of oncology patients are seeking expanded access when they don’t qualify for trials.

This is no longer a niche debate. It’s a frontline medical ethics issue, tied directly to healthcare economics and equity.


Expert Opinions

Dr. Priya Singh – Health Policy Advisor

Expanded access is a lifeline, but without billing clarity, providers hesitate. We need national policy that standardizes what can and cannot be charged. Otherwise, patients face financial roulette.”

She has pushed for new frameworks that require institutions to publish their billing approach to compassionate use. Her argument: transparency prevents harm.


Dr. Marcus Reed – Clinical Trials Manager

“In practice, we see insurers almost always refuse coverage. Some companies cover costs, others don’t. Patients are left confused. The lack of standardization is the single biggest barrier to access.”

Reed’s team at a large academic center now includes a financial counselor for every expanded access case. It’s a small step, but one that prevents patients from being blindsided.


The Numbers Behind Expanded Access

Behind every story is data that reveals just how widespread — and urgent — this issue has become.

  • The FDA approves over 99% of expanded access requests each year. In emergencies, decisions are often made within 24 hours. That means regulatory approval isn’t the barrier — billing often is.
  • Between 2010 and 2022, more than 11,000 expanded access requests were submitted to the FDA. Yet studies show that fewer than 10% of eligible patients actually pursue expanded access, often because of financial uncertainty.
  • In oncology alone, over 60% of expanded access requests involve patients who were excluded from trials due to strict eligibility. These patients face out-of-pocket costs averaging $10,000–$40,000, depending on the institution.
  • A 2023 review found that 72% of hospitals surveyed had no formal billing policy for compassionate use cases, leaving patients vulnerable to inconsistent charges.
  • Gene therapy raises the stakes: a single administration may cost $1–2 million in a trial setting. Even when manufacturers provide the drug free, supportive care costs can reach tens of thousands of dollars.
  • Insurance coverage remains the exception, not the rule. Fewer than 15% of payers reimburse for investigational drug administration outside of a clinical trial.

The data tells us what stories already show: patients face barriers not because of science, but because of cost.


Controversials in Expanded Access Billing

While expanded access is designed to provide hope, it is riddled with controversial issues that spark debate among clinicians, regulators, and patients alike. Understanding these controversies is key for anyone navigating compassionate use in practice.


1) Cost vs. Compassion

Some argue that hospitals and manufacturers should never charge patients for expanded access therapies. Others maintain that cost recovery is essential to sustain clinical operations and drug production. Critics highlight that this tension often blocks access for low-income patients, raising ethical questions about healthcare equity.


2) Regulatory Burden vs. Speed

The FDA’s oversight ensures safety, proper reporting, and ethical compliance. Yet some clinicians claim the process adds bureaucratic delays that conflict with urgent patient needs. The debate centers on whether faster approvals might compromise safety, or whether current protocols are unnecessarily conservative.


3) Equity and Access Disparities

High costs and complex billing can create two-tiered access: patients at elite centers may get compassionate use easily, while those in smaller hospitals or underserved regions face barriers. This raises questions about whether the system inherently favors wealthier or urban populations, contradicting the intent of expanded access programs.


4) Manufacturer Influence

Some biotech companies control access tightly. Critics argue that the willingness to provide a drug may be influenced by PR, funding, or marketing priorities rather than medical need, creating an ethical gray zone. Companies may also set cost-recovery fees inconsistently, leaving patients confused or financially vulnerable.


5) Right-to-Try vs. Expanded Access Confusion

The introduction of Right-to-Try laws in recent years sparked debate about bypassing FDA oversight. While intended to increase patient autonomy, critics warn that it may expose patients to risk without ensuring billing transparency, ethical review, or proper follow-up care.


6) Billing Transparency and Public Perception

Cases where patients receive free investigational drugs but face tens of thousands in hospital bills have made national news. Critics argue that this damages trust in healthcare institutions and erodes public confidence in innovative therapies. Lack of clear communication about costs is a frequent flashpoint.


Key Takeaway

These controversies underscore a fundamental tension in modern medicine: the promise of innovation versus the realities of cost, equity, and ethics. Resolving these issues requires collaboration among providers, regulators, manufacturers, and patient advocates to ensure that compassionate care truly reaches those in need.


Tactical Advice (and Hard Lessons Learned)

If you’re a physician, researcher, or administrator, here’s what you can do:

  1. Set an internal policy: Don’t wait until a patient is sitting in front of you. Decide now—what costs will you bill, what will you waive, and who approves exceptions.
  2. Talk about costs up front: Don’t sugarcoat. Tell patients, “The drug may be free, but here are the other bills you may face.” It’s painful, but honest conversations build trust.
  3. Document everything: Billing for expanded access is under regulatory scrutiny. Keep clear records of what was charged and why.
  4. Use philanthropy when possible: Some hospitals create compassionate use funds supported by donors. This won’t solve everything, but it’s a start.
  5. Learn from failures: One hospital I worked with billed Medicare incorrectly for an expanded access drug. The rejection was brutal—and public. They revamped their coding policy afterward. Sometimes pain teaches best.

Myth-Buster Section

Myth 1: Insurance always covers expanded access.
Reality: False. Most insurance plans exclude coverage for investigational drugs. They may cover supportive care, but rarely the main therapy.

Myth 2: FDA approval is the barrier.
Reality: The FDA approves over 99% of expanded access requests—and often within 24 hours for emergencies. The bigger barrier is cost and billing.

Myth 3: Companies always provide drugs for free.
Reality: Not always. While many waive costs, companies can legally charge for direct expenses. Patients may still face bills in the tens of thousands.


FAQs

Q: What exactly is expanded access?
A: A pathway that allows seriously ill patients to use investigational drugs or devices outside of clinical trials, when no alternatives exist.

Q: Can hospitals bill for expanded access?
A: Yes. Even if the manufacturer supplies the drug free, hospitals may bill for administration, monitoring, and facility use.

Q: Does the FDA regulate billing?
A: Not directly. The FDA regulates whether companies can charge for the investigational product. But hospital billing is separate—and often unregulated.

Q: Is Right-to-Try the same as expanded access?
A: No. Right-to-Try laws bypass the FDA, but companies are still not required to provide treatment. Expanded access offers oversight and safety, but with more paperwork.


Questioning “Best Practices”

The industry loves to say: “Our best practice is to bill standard charges.”

But let’s pause.

Is it really best practice to send a $30,000 bill to a family already in crisis?

Should billing consistency outweigh compassion?

Here’s the truth: sometimes “best practices” are excuses to avoid harder conversations about equity, fairness, and ethics.

We need to push back.


Where We Go From Here

Expanded access billing sits at the crossroads of:

  • Ethics: What do patients deserve?
  • Economics: Who pays, and who profits?
  • Equity: Who gets access, and who gets left out?

The science is clear. The cures are coming. The question is whether we build a system where hope is affordable—or only for the privileged.


A Real-Life Case

Take James, a 54-year-old man with aggressive lymphoma. He exhausted all FDA-approved therapies. A novel CAR-T therapy in trial looked promising, but he didn’t qualify. His oncologist applied for expanded access.

The manufacturer agreed. The drug was shipped free of charge. But James still faced:

  • $18,000 in hospitalization costs
  • $7,500 in lab monitoring
  • $4,200 in physician fees

Insurance refused. His family set up a crowdfunding page. Strangers contributed. But they fell short.

James eventually received treatment—but left with debt that outlived him.

His case isn’t isolated. It’s a reminder that the therapy may be free, but access is never free.


Expert Voice #3

Dr. Laila Moreno – Medical Ethicist

“Billing for compassionate use is more than an accounting problem. It’s an ethical test for healthcare. If only wealthy patients can access experimental therapies, then our system reinforces inequality. True compassion means financial compassion, not just clinical.”

Dr. Moreno has called for legislation requiring institutions to waive costs for expanded access when patients can’t pay. She notes: charity care is patchwork; laws must fill the gap.


Lessons from Failures

  1. Coding Chaos
    One hospital billed expanded access therapy under “experimental treatment.” Medicare rejected it outright. Lesson: coding errors can turn compassion into financial catastrophe.
  2. Communication Gaps
    Another clinic failed to warn a family about monitoring costs. They assumed “free drug” meant “free care.” Months later, a $27,000 bill arrived. The trust broke. The family told their story publicly—damaging the institution’s reputation.
  3. Company Silence
    A biotech firm approved expanded access but refused to clarify whether they’d cover shipping or storage. The hospital ate the cost—then stopped offering expanded access altogether.

Tactical Advice

  • Engage payers directly: Some insurers will cover “standard of care” services tied to compassionate use if you negotiate in advance. Don’t assume no.
  • Create billing codes library: Document which CPT/HCPCS codes your finance team should use. Prevent denials before they happen.
  • Train your clinicians: Doctors often don’t know costs. Educate them to give accurate expectations.
  • Leverage advocacy groups: Many rare-disease organizations fundraise to cover expanded access billing. Don’t overlook them.
  • Track data: Measure how often costs block access. Share it. Numbers push policy.

FAQ

Q: Can companies profit from expanded access?
A: No. FDA allows companies to recover direct costs only (manufacturing, shipping, monitoring). They cannot mark up.

Q: Does expanded access slow down trials?
A: Not significantly. FDA data shows over 99% approval of requests, with <0.2% leading to clinical holds. The bottleneck is logistics, not regulation.

Q: What paperwork is required?
A: Physicians file FDA Form 3926, plus IRB approval. In emergencies, FDA grants verbal authorization within hours.

Q: Do patients sign consent forms?
A: Yes. Expanded access requires informed consent, similar to trials. Risks, costs, and alternatives must be disclosed.

Q: How does Right-to-Try differ in billing?
A: Right-to-Try bypasses FDA but doesn’t mandate coverage. Billing problems are identical—or worse, due to less oversight.


Myth-Busters

  • Myth: Expanded access is rare.
    Reality: Over 1,000 requests per year are filed with FDA, across oncology, neurology, rare disease, and gene therapy.
  • Myth: Patients get lower quality care under expanded access.
    Reality: Physicians remain bound by the same standards. Monitoring is often more intensive, not less.
  • Myth: Only big hospitals can do expanded access.
    Reality: Any licensed physician can apply. But without billing support, many small clinics opt out.

Step-by-Step Playbook: Expanded Access Billing for Experimental Therapies

Use this drop-in section to guide teams from the first patient conversation to the last claim reconciliation. It’s written for clinicians, research admins, billing leaders, and patient-finance navigators. It is informational only—not legal or coding advice. Verify with your institution, payer contracts, and current FDA/IRB requirements.


1) Intake & Triage (Day 0)

  1. Confirm clinical eligibility: serious or life-threatening condition, no satisfactory alternatives, patient not eligible for a trial.
  2. Capture medical rationale in the chart with key citations.
  3. Assign a case owner (physician) and a finance navigator on the same day.
  4. Open a secure case file for documents, timelines, and cost notes.

Why it matters: Clear eligibility and ownership prevent delays and billing confusion later.


2) Identify Therapy & Sponsor Alignment (Days 0–1)

  1. Locate the therapy and the manufacturer’s Compassionate Use / Expanded Access policy.
  2. Verify product availability, shipping constraints, and any cost-recovery terms.
  3. Request a Letter of Authorization (LOA) if required for FDA submission.
  4. Align on data-collection and safety reporting expectations.

Tip: Ask directly if the product is free or cost-recovered; document any sponsor-covered services (e.g., shipping, storage).


3) Regulatory Pathway Selection (Days 1–3; sooner if emergency)

  1. Choose the route: Single-Patient Non-Emergency, Single-Patient Emergency, Intermediate-Size Population, or Treatment IND/Protocol.
  2. Prepare Form FDA 3926 (single-patient) or IND/Protocol materials as applicable.
  3. Secure IRB review/notification according to your institution’s policy.
  4. Confirm the informed consent framework aligns with investigational use.

Key concept: FDA authorization addresses product access and safety oversight; it does not guarantee billing coverage.


4) Up-Front Cost Planning & Patient Communication (Start Day 1; finish before scheduling)

  1. Build an itemized cost estimate: infusion/administration, pharmacy handling, labs, imaging, facility fees, observation, adverse-event management.
  2. Identify payer coverage for supportive/standard-of-care services; pursue prior authorization where possible.
  3. Discuss out-of-pocket exposure with the patient and family; document the conversation.
  4. Screen for charity care, foundation grants, manufacturer assistance, or philanthropic funds.
  5. Decide on deposit policies and any no-balance-billing exceptions for hardship; obtain approvals.
  6. Provide a written cost summary in plain language.

Phrase you can use: “The investigational product may be provided at no charge, but hospital and monitoring services may still generate patient responsibility. Here is our plan.”


5) Coding & Claims Strategy (Before Day 3)

  1. Create a case-specific coding worksheet: anticipated CPT/HCPCS for services, ICD-10 diagnoses, and any facility revenue codes per policy.
  2. Flag claims as involving an investigational product when required by payer rules; avoid unapproved drug billing to federal payers unless policy allows.
  3. Clarify modifiers/condition codes permitted by each payer for investigational contexts.
  4. Set up pre-adjudication review by revenue integrity or compliance.

Goal: Avoid denials caused by mismatched coding, place of service, or medical necessity language.


6) Consent & Documentation (Days 1–3)

  1. Obtain informed consent including risks, alternatives, and cost uncertainties.
  2. Document financial disclosures and any third-party assistance.
  3. Record data-sharing terms with the sponsor and privacy protections.

Remember: Financial transparency is part of ethical consent—not an optional add-on.


7) Operational Readiness (Scheduling to Day of Treatment)

  1. Coordinate drug logistics: chain-of-custody, temperature controls, quarantine if required.
  2. Verify lot numbers, expiry, and drug accountability forms.
  3. Ensure staff training on protocol, AE management, and emergency procedures.
  4. Pre-book monitoring and follow-up labs to lock charges and staffing.
  5. For gene-editing or cell therapies: confirm apheresis, GMP handling, and cryostorage requirements; validate identity matching steps.

Outcome: Safe delivery + clean charge capture.


8) Day-of-Care Execution (Treatment Day)

  1. Time-stamp start/stop of infusions/administrations.
  2. Record vitals, labs, supportive meds, and any AEs with severity grading.
  3. Complete drug accountability updates and sponsor notifications as required.

Billing pearl: Precise documentation backs medical necessity for supportive services.


9) Immediate Post-Care (24–72 hours)

  1. Submit initial claims for standard services if payer allows; hold investigational product charges per policy.
  2. Capture and bill observation, adverse-event treatment, and ED visits if they occur.
  3. Issue patient summaries with clear next-steps and contacts.

Watch-out: Don’t auto-bundle investigational product costs into standard packages; follow the coding worksheet.


10) Denial Prevention & Appeals (Weeks 1–6)

  1. Track ERA/EOB responses; flag denials related to “experimental/investigational.”
  2. File appeals with:
    • A detailed medical necessity letter from the physician.
    • Evidence of trial ineligibility and lack of alternatives.
    • Documentation that charges were for supportive/standard-of-care services, not the unapproved product (if applicable).
  3. Escalate to payer medical directors when appropriate.
  4. If uncovered, activate charity care or philanthropic offsets according to pre-agreed plan.

Principle: Separate product access from service claims to maximize legitimate coverage.


11) Safety & Outcomes Reporting (Ongoing)

  1. Report serious adverse events to the sponsor, IRB, and FDA per timelines.
  2. Share required follow-up data (labs, imaging, clinical endpoints).
  3. Maintain a secure database linking outcomes to high-level cost categories (no PHI in analytics).

Benefit: You’ll have real-world evidence and cost insights for policy improvement.


12) Final Reconciliation & Close-Out (30–90 days)

  1. Reconcile payments, write-offs, grants, charity, and patient responsibility.
  2. Provide a final patient statement with contact info for questions.
  3. Hold a brief after-action review with clinical, research, and billing teams:
    • What went well?
    • Where did costs surprise us?
    • How do we refine the coding worksheet and scripts?

Output: An updated playbook that reduces friction for the next case.


Parallel Tracks: Who Does What

For Clinicians

  • Lead eligibility and medical necessity documentation.
  • Own consent and risk disclosure.
  • Co-sign appeal letters with concrete clinical details.

For Billing/Revenue Integrity

  • Build the coding plan, set up claim edits, and manage denials.
  • Track payer-specific investigational rules.
  • Report cost-to-collect and write-off metrics.

For Research/Regulatory

  • Manage IRB, Form FDA 3926 or IND paperwork, LOA, and sponsor communication.
  • Ensure AE reporting and drug accountability.

For Patient-Finance Navigators

  • Coordinate charity care, grants, and payment plans.
  • Keep cost conversations current, clear, and compassionate.

Right-to-Try vs Expanded Access: Operational Note

  • Right-to-Try bypasses FDA authorization but still depends on manufacturer willingness and does not guarantee billing coverage.
  • Expanded Access provides regulatory oversight, IRB involvement, and clearer reporting pathways—often preferred for safety, documentation, and payer discussions.

Bottom line: Billing obstacles remain in both routes; prepare the same cost plan either way.


Pitfalls to Avoid

  • Assuming “free drug” = free care. Separate product from services in every conversation and document.
  • Late payer engagement. Seek prior authorization or written coverage positions for supportive care before scheduling.
  • Vague notes. Use explicit medical necessity language tied to patient risk and lack of alternatives.
  • Coding drift. Lock a case-specific coding worksheet and maintain it throughout care.
  • Equity blind spots. Track out-of-pocket exposure and offer no-balance-billing pathways for hardship cases where policy allows.

Micro-Runbook (Print This)

  • Day 0: Confirm eligibility, assign physician owner + finance navigator.
  • Day 0–1: Contact sponsor, confirm availability and cost-recovery terms.
  • Day 1–3: File FDA/IRB, finalize consent, build cost estimate; start payer outreach.
  • Pre-treatment: Lock coding plan, schedule, secure logistics and drug accountability.
  • Treatment day: Document start/stop, AEs, charge capture.
  • Post-treatment: Submit claims for supportive care, manage denials, report safety.
  • 30–90 days: Reconcile, close-out, update playbook.

Copy-Ready Script Snippets

Cost Transparency (Clinician/Navigator):
“Because this is investigational, the product may be free, but the hospital and monitoring services may generate charges. We’ve prepared an itemized estimate and will pursue coverage for any standard-of-care elements. Here are your assistance options.”

Appeal Letter (Excerpt):
“This patient has a life-threatening condition with no satisfactory alternatives and is ineligible for trials. The billed services reflect standard-of-care monitoring required to safely administer an investigational product provided under Expanded Access. Coverage is requested for these medically necessary services.”

Internal Email (Billing to Clinicians):
“Attached is the coding worksheet for the Smith case. Please ensure notes include medical necessity, trial ineligibility, and explicit start/stop times. Route any payer queries to Revenue Integrity before responding.”


Embed-Ready Summary (2 sentences)

Expanded Access can open doors when no approved options exist, but billing clarity determines whether patients can walk through them. Use this step-by-step playbook—from cost planning to claims appeals—to align ethics, safety, and financial transparency in every case.


Future Outlook: Where Expanded Access Billing is Heading

The landscape of expanded access and compassionate use is evolving rapidly, shaped by advances in gene therapies, oncology innovations, and rare disease treatments. Understanding future trends helps providers, patients, and policymakers prepare for the next decade.


1) Policy and Regulatory Evolution

Regulators are increasingly focused on clarifying billing rules and ensuring financial transparency for patients. The FDA and health policy bodies are expected to issue more standardized guidance on allowable cost recovery, aiming to reduce confusion and inequity.


2) Technology-Enabled Tracking

Digital health platforms and electronic medical records (EMRs) are being leveraged to track costs, outcomes, and billing compliance for expanded access therapies. This promises faster approvals, streamlined claims, and reduced administrative burden, enabling hospitals to scale compassionate use programs more efficiently.


3) Data-Driven Decision Making

As more patients receive investigational therapies, real-world evidence will increasingly inform policy, clinical practice, and payer coverage. Tracking patient outcomes alongside billing data could justify expanded insurance coverage and philanthropic support.


4) Equity and Access Initiatives

Healthcare systems and advocacy groups are pushing for no-balance-billing policies, charity care funds, and national registries to ensure equitable access. These efforts aim to reduce disparities and ensure that financial barriers do not dictate treatment availability.


5) Integration with Clinical Trials

Future models may blend expanded access with adaptive trial designs, allowing more patients to receive investigational therapies while contributing to research data. This could accelerate innovation while maintaining ethical and billing oversight.


6) Patient-Centric Financial Support

Expect the growth of foundation grants, crowdfunding integration, and insurer partnerships to help cover supportive care costs. These innovations aim to ensure that compassionate use is genuinely accessible, not just theoretically available.


Key Takeaway

The future of expanded access billing lies at the intersection of innovation, ethics, and transparency. With clearer policies, technology-enabled solutions, and equity-focused initiatives, patients are more likely to access life-saving therapies without facing financial devastation.


References (Current, Aug 2025)

  1. FDA Guidance Update (Aug 2025) — Clarifies sponsor billing limits for expanded access and emphasizes patient protection. Read more on FDA.gov
  2. UCSF Compassionate Use Policy (July 2025) — Institutional guidance on billing, IRB review, and financial disclosure in expanded access cases. Read UCSF IRB update
  3. Hogan Lovells Legal Analysis (Aug 2025) — Breakdown of FDA’s latest position on charging for investigational drugs. Read analysis here

Call to Action

This issue isn’t theoretical. It’s urgent. It’s personal.

Get involved. Join the movement. Step into the conversation.

  • Be part of something bigger. Push for billing clarity.
  • Raise your hand. Share your institution’s policy.
  • Lend your voice. Advocate for families like Sarah’s and James’s.

Billing should never be the barrier to compassion.


Final Thoughts

  • Compassion without access is an empty promise.
  • Billing clarity is the missing link in expanded access.
  • Now is the time to demand fairness—for patients, providers, and companies.

Hashtags

#ExpandedAccess #CompassionateUse #HealthcareBilling #UnapprovedTherapies #PatientAccess #MedicalEthics #GeneTherapy #FDA #MedicalBilling #HealthPolicy


About the Author

Dr. Daniel Cham is a physician and medical consultant with expertise in medical tech consulting, healthcare management, and medical billing. He focuses on delivering practical insights that help professionals navigate complex challenges at the intersection of healthcare and medical practice.

Connect with Dr. Cham on LinkedIn: linkedin.com/in/daniel-cham-md-669036285

 

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